Broker-Dealer’s Due Diligence
Before you officially affiliate with a firm, we want to help you in conducting a proper review of their due diligence. The details of the broker-dealer that should be assessed are the business type they specialize in, the number of their representatives, their gross revenue, their monthly fees, and many more.
Smooth Transition
Once the firm has been decided, we will get you engaged with that firm’s transition team to ensure your smooth transition. We are dedicated to making the transfer as convenient as possible for you.
Posted in Financial Advisors